Distinguished Judges File Amicus Brief in Newman v. Moore et al.
By Kevin E. Noonan --
It has been a remarkable feature of the Federal Circuit's suspension of the Honorable Judge Pauline Newman that few have taken a stand publicly on the propriety of the suspension (something the Judge herself recently mentioned; see "An American (and Entirely Unnecessary) Tragedy"). That has now changed, with the D.C. Circuit Court of Appeals receiving amicus briefs from four separate groups submitted in support of Judge Newman's challenge. These amici ask the Court to reverse the District Court's dismissal of her lawsuit challenging the Judicial Council's actions on, inter alia, Article III and due process grounds. Another one of these amicus briefs is discussed herein, submitted by a cadre of distinguished former judges: Hon. Paul R. Michel, Hon. Randall R. Rader, Hon. Thomas I. Vanaskie, Hon. Paul G. Cassell, and Hon. Susan G. Braden.
As have other amicus briefs recently filed with the Court, this one begins with reciting what has perhaps become Judge Newman's preeminent judicial distinction, the frequency of her dissenting from her colleagues' opinions and how frequently her views have been vindicated, including by citations to those dissents in Supreme Court opinions reversing the Federal Circuit. Of course the judicial pedigree of this group of former judges impose a gravitas on these sentiments that would be difficult to exceed. The brief continues by noting that Judge Newman's physicians have reached the same conclusions that anyone who have witnesses her in public appearance, that she is "cognitively sharp" (which may be an understatement) and that she is not "disabled or otherwise incapable of performing her judicial duties."
But then the brief reaches the crux: regardless of the Judge's eminent capacity to continue her contributions to the Federal Circuit her fellow members of that court have "effectively . . . removed [her] from judicial office." In addition to reminding the Court of the history of the contretemps between Judge Newman and her Federal Circuit colleagues, these introductory remarks tweak the D.C. District Court judge with the reality that "[i]nstead of addressing the merits of those constitutional issues, the district court dismissed Judge Newman's claims largely on the ground that judicial review was precluded." That decision "cuts against the strong presumption that all U.S. citizens are entitled to have their federal constitutional claims heard in a federal court" according to this collection of federal court judges, succinctly stating that "Judge Newman is entitled to her day in court." On the merits, the brief endorses as being "a valid claim" the facts underlying her complaint. "The Constitution assigns to the U.S. Senate alone the power to remove Article III judges from office," amici state, and the indefinite suspension effectively (and thus improperly) does so outside the proper ambit of the Constitution.
The brief then provides a "Statement of the Case" informed (according to a footnote) by the factual statements "drawn from Judge Newman's Amended Complaint." Although overall an evenhanded account, there are instances where the source of this narrative peeks through (for example, attributing Judge Newman's refusal to submit to examination by doctors "selected by the committee" to her being "[d]ismayed by the inaccuracy of many of the Special Committee's statements regarding her medical history and its unreasonable time demands"; mentioning that Judge Newman was suspended despite the Special Committee having "made no finding regarding whether Judge Newman's health was such that she lacked the capacity to perform the work of an active judge"). The brief notes that the Judicial Conduct and Disability Committee of the Judicial Conference (JC&D) did not deign to consider any of Judge Newman's constitutional challenges to her suspension. Rather, expressly relying on the Kafka-esque aspects of these proceedings, the JC&D did not uphold Judge Newman's suspension because she is in any way cognitively or otherwise impaired but because her refusal to submit to being examined by the Committee's doctors amounted to "a serious form of continuing misconduct." (Perceptive followers of this case will recognize that the September 2023 suspension was appealed to the Committee, which allowed it to stand in a February 2024 decision. The September 2024 suspension has not yet been appealed to the Committee, although such an appeal is likely.)
With regard to the District Court's decision below, the brief notes that the District Court dismissed Judge Newman's challenge without deciding whether Judge Newman was correct that 28 U.S.C. § 354 was being applied to her "in an unconstitutional manner" and because the District Court "believed its rulings were mandated by [the D.C. Circuit Court's] decision in McBryde v. Committee to Review Circuit Council Conduct and Disability Orders, 264 F.3d 52 (D. C. Cir. 2001).
The brief makes two arguments: first, that Judge Newman "is entitled to bring her constitutional claims before an Article III court," and second that "the Judicial Council of the Federal Circuit violated separation-of-powers principles by removing Judge Newman from her judicial powers for an indefinite period of time."
Regarding amici's first argument, the brief asserts that the remainder of the Federal Circuit judges "cannot" overcome the "strong presumption" that Judge Newman is entitled to judicial review of the Judicial Council's actions in suspending her from her position on the Court. The exercise of jurisdiction by the federal courts "has always served as a critical safeguard of individual liberties" and provided "a vital check against the modern administrative state," their brief asserts. The Founders envisioned the "importance of an independent judiciary to protect constitutional rights and prevent government abuse" according to the brief. This importance was recognized (and procedurally facilitated) by Congress in enacting a broad jurisdictional statute (28 U.S.C. § 1331). Acknowledging that Congress has the power to limit such jurisdiction the brief asserts that "courts have been very reluctant to interpret federal statutes as barring jurisdiction over constitutional claims because of the threat to liberty posed by any such interpretation," citing Johnson v. Robison, 415 U.S. 361, 366 (1974). The District Court held that § 357(c) "clearly and convincingly" evinced Congress's intent to preclude Judge Newman's "as-applied constitutional claims" but amici argue that this section of the statue "says nothing about whether its limitations on judicial review of Judicial Council actions apply to constitutional claims—whether facial or as-applied." This is not the "explicit reference" to such jurisdictional limitations concerning constitutional questions that Robison requires to preclude judicial review (citing the Supreme Court's decision in Demore v. Kim, 538 U.S. 510 (2003), for the same principle). The brief emphasizes the "serious constitutional dilemma" that the District Court's decision raises, i.e., that Judge Newman has no recourse in any forum to seek redress for her constitutional injury should the Court her uphold the District Court's decision in light of the JC&D's taking the position that it will not decide constitutional questions. Making a reductio ad absurdum argument to illustrate the resulting predicament, the brief posits that Judge Newman would have no recourse to challenge their constitutionality should the Judicial Council or JC&D render decisions by a "flip of a coin" or by "subject[ing] Judge Newman to 'trial by ordeal.'" The statute's very silence is evidence that Congress did not intend this result in enacting § 357(c), according to amici.
In their second argument, amici assert that the District Court erred in relying on McBryde v. Committee to Review Circuit Council Conduct and Disability Order to support its decision to dismiss. First, the brief argues that the McBryde decision arose in a different factual context. Specifically, the sanctions imposed by the Judicial Council had in large part expired and so were moot. While McBryde held that "§357(c) preclude[d] judicial consideration of as-applied constitutional challenges to Judicial Council public reprimand," it was "not a bar to all consideration of constitutional challenges to Judicial Council orders." But "[n]either of those holdings has direct application to the issue presented here" according to the brief, which is "whether Judge Newman may bring an as-applied challenge to Appellees' efforts to remove her from the federal bench." Accordingly, the District Court's reliance on McBryde to support its decision to dismiss was improper. The brief also notes specific "passages" from the McBryde decision that support Judge Newman's complaint, wherein some of these satisfy judicial review for more serious grounds for dismissal (albeit admitting that "a long-term disqualification from cases" could amount to unconstitutional removal). The brief also asserts that the District Court did not draw a "bright line" or provide any indication of the distinctions to be drawn between constitutional claims that are subject to § 357(c) and ones that are not; the absence of such an effort makes implausible the District Court's conclusions regarding Judge Newman's challenge. In addition, the brief cites to a statute (the 21st Century Department of Justice Appropriations Authorization Act, Pub. L. No. 107-273, Div. C, Title I, Subtitle C, § 11044, 116 Stat. 1758, 1856 (Nov. 2, 2002)) enacted one year after the McBryde decision "expressly acknowledged [that] the Disability Act is subject to as-applied constitutional challenges." Amici find the District Court's response to the existence and interpretation of this statute to be "nonsensical." Even the distinction purportedly rendered in McBryde between facial and as-applied constitutional claims "has not stood the test of time" according to amici, evidence thereof including the Supreme Court's refusal (or non-recognition) that even suggested that the strength of any "strong presumption" of whether constitutional claims are reviewable depends on whether they are facial or as-applied, citing Demore.
Turning to the brief's argument that the Judicial Council violated separation of powers principles in removing Judge Newman constructively, the brief asserts that the conclusion that this was exactly what has happened is borne out by the facts. Long-term deprivation of Judge Newman's judicial authority is "impossible to distinguish from an outright removal from office given her advanced age" (the first mention of this "elephant in the judicial corner" in the brief). The brief reminds the Court that the Constitution provides that federal judges shall "hold their offices during good behavior" and they can be removed from office only through a vote of impeachment by the U.S. House of Representatives and a trial and conviction by the Senate under Art. I, § 3, cl. 6. The brief asserts that the Judicial Council of the Federal Circuit violated the Constitution by "impinging on [impeachment] powers delegated solely to the Senate" (emphasis in brief). At a minimum, amici argue, Judge Newman is entitled to have the Court reverse the District Court's dismissal of Counts II and III relating to these constitutional questions (see "Judge Newman and the On-Going Attempts to Remove Her from the Federal Circuit") (the brief also asserting a challenge to the Judicial Council and Judge Newman's colleagues on the Court to provide "substantial evidence that Judge Newman is not actually subject to an indefinite suspension"). The brief rejects the Judicial Council's justification for the suspension as being "a serious form of continuing misconduct." If that is indeed the case, amici assert that the proper course of conduct is "to refer the matter to Congress for possible impeachment and trial, [but w]hat they may not do is take it upon themselves to effectively remove Judge Newman from office by suspending her indefinitely."
This is not just an issue limited to one Circuit Court judge (no matter how unjust it may appear to be). The brief recites "particular[] concern[]" regarding "the threat to judicial independence posed by Appellees' alleged actions" and returns to the theme of Judge Newman providing dissents without regard to whether they might provoke resentment, exasperation, or animosity from her colleagues, and the benefits that have accrued by her willingness to be faithful to her view of the law. The risk is that "[i]f the Federal Circuit Judicial Council succeeds in shutting down Judge Newman without going through the constitutionally prescribed process for removing Article III judges from office, other judges may conclude that they should hesitate to act boldly in defense of justice for fear of the adverse consequences of doing so." The brief cites the Supreme Court for evidence of the importance of avoiding such a consequence:
[I]t is a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequence to himself. Liability to answer to every one who might feel himself aggrieved by the action of the judge, would be inconsistent with the possession of this freedom, and would destroy that independence without which no judiciary can be either respectable or useful.
citing Bradley v. Fisher, 80 U.S. 335, 347 (1871) and Pierson v. Ray, 386 U.S. 547, 554 (1967).
The brief concludes with the exhortation that confidence in their ability to follow their views on the law requires "[a]dherence to the constitutionally prescribed impeachment process" because it "ensures that Article III judges can feel confident that their rulings will not endanger their job security and that they cannot be removed from office except through a rigorous process that entitles them to raise all plausible defenses before an impartial Senate jury."